You are using an unsupported browser. Please update your browser to the latest version on or before July 31, 2020.
close
You are viewing the article in preview mode. It is not live at the moment.
Home > Support Center > Data Monitoring > DINC 4 Transition Reg. Indicators
DINC 4 Transition Reg. Indicators
print icon
DINC 4 — Transition Regulation Indicators Use this page to find students currently identified at the DINC 4 checkpoint, review students approaching the checkpoint, and resolve related PLAN0390–PLAN0397 reporting errors.
Data Monitoring Journey Learn · Plan
You are here: Monitor → DINC 4.

What Do You Need to Do?

DINC 4 checkpoint: The source SIRAS guidance identifies records as currently out of compliance when the student is 16 as of today and one or more Transition Regulation questions are blank or No. Start preventive review during the year the student is 15 so the IEP team/data record can be addressed before the checkpoint.

Find Students Currently Identified under DINC 4

  1. Go to Reporting → Student Lists → Predefined Lists → Compliance Concerns and Overdues.
  2. Select DINC 4: Transition Reg. Indicators.
  3. Review each record returned by the list.
SIRAS DINC 4 Transition Regulation Indicators monitoring view

Use the DINC 4 monitoring view to identify students currently out of compliance.

SIRAS transition regulation indicator fields used for DINC 4 review

Review the Transition Regulation indicator answers for blanks or No values that require follow-up.

The list is a compliance work queue. A record can appear because of a data-entry problem, because transition content was not completed as expected in the IEP process, or because historical PLAN data needs reporting review.

Back to top

Prevent DINC 4: Review Students Approaching the Checkpoint

The retired transition-monitoring article used an age-based search plus a Student List to find students who would reach age 16 by EOY and whose Transition Regulation answers were still blank. Keep that preventive concept, but recalculate the age/date boundary for the current academic year rather than reusing an old hard-coded birthdate.

  1. Build a population of students who will reach the DINC 4 age checkpoint during the period you are planning for.
  2. Display the Transition Regulation fields in a Student List.
  3. Sort one of the Transition Regulation columns so blank values group together.
  4. Route blanks to the responsible IEP/data team early enough to review the actual transition content.
  5. Rerun the current DINC 4 predefined list as students reach the checkpoint.
SIRAS Student List used to review transition regulation indicators for students approaching the age checkpoint

A Student List can be used proactively to review transition fields before students reach the DINC 4 checkpoint.

SIRAS Student List with transition regulation columns sorted for blank values

Sort a transition-regulation column to bring blanks together for preventive review.

Preventive population ≠ DINC finding. The age-based review is used to prevent a future DINC 4 finding. Use the actual DINC 4 predefined list for the current noncompliant work queue.

Back to top

A Transition Regulation Answer Is Blank or No

Before editing anything, determine why the value is blank or No.

FindingNext question / action
IEP documentation supports Yes, but SIRAS is blank/No.Correct the data entry in the appropriate Current/IEP record and determine whether historical PLAN reporting also needs correction.
The most recent IEP did not address the required transition content.This is not only a reporting-data problem. Route the issue to the appropriate IEP/team process. The older SIRAS guidance notes that an amendment may be needed when transition information was overlooked in the most recent IEP event.
The Current value looks correct, but CALPADS shows an older blank/No PLAN.Review the applicable archived PLAN and CALPADS history before resending anything.
The history does not make sense.Use Data Monitoring Help before changing finalized/historical data.

Back to top

Resolve PLAN0390–PLAN0397 Errors

PLAN0390–PLAN0397 are transition-field errors tied to the PLAN record. Use the complete current error text and reporting date before applying older scenario-specific guidance.

  1. Identify the PLAN0390–PLAN0397 error and the affected Plan Effective / Report Event Date.
  2. Open the applicable archived PLAN rather than assuming the Current record is the rejected transaction.
  3. Review what the archived PLAN is actually reporting for the Transition Regulation fields.
  4. Determine whether the archive needs a data correction, a resend, or a different historical PLAN transaction.
  5. If the most recent archive is a Stay Put archive that cannot send PLAN, review the next appropriate PLAN-capable archive before deciding what should be resent.
  6. Use Process for Error Resolution when the correction owner is known.
  7. Submit through Reporting data to CALPADS and verify through CALPADS Submission Log Help when required.
SIRAS archived PLAN/reporting example from prior PLAN0390 through PLAN0397 guidance

Use the applicable archived PLAN when resolving PLAN0390–PLAN0397 reporting errors.

See What the Archived PLAN Is Reporting

The prior PLAN0390–PLAN0397 article included the following reporting-detail screenshot specifically to help staff see how blank transition-regulation values were represented in the SIRAS PLAN reporting transaction.

SIRAS reporting detail showing how blank transition regulation fields are represented in the PLAN transaction

Review what the applicable archived PLAN is reporting before resending an older transaction.

Do not fill every Transition Regulation question with No merely to clear an error. Preserve the actual IEP/transition information and apply the current SIRAS/CALPADS reporting behavior for the affected transaction.

Back to top

Historical 2025 PLAN0390–PLAN0397 Context

The retired error articles contained dated 2025 guidance for students who were age 15 at the Fall 1 snapshot but would be age 16 by EOY. In that reporting context, blank transition values on the most recent PLAN on or before the Fall 1 date produced PLAN0390–PLAN0397 errors, and SIRAS was updated to report blank answers as N for that scenario.

Keep this only as historical context. Do not reuse the 10/1/2025 dates, 2025 birthdate examples, or the old automatic-resend timing as an evergreen rule. For a current PLAN0390–PLAN0397 error, use the error text, current reporting period, affected archived PLAN, and current SIRAS behavior.

Verify the DINC 4 Correction

  1. Rerun DINC 4: Transition Reg. Indicators.
  2. If a reportable PLAN was corrected, confirm the intended CALPADS transaction posted.
  3. Review the applicable CALPADS error/report to confirm the PLAN0390–PLAN0397 condition is resolved when that was the issue.
  4. If the record still appears but the reason is not clear, return to Data Monitoring Help.
  5. Return to LEA Data Monitoring Tasks.

Back to top

scroll to top icon